Yes, Aspen Private Advisors is registered with the securities and exchange commission as well as each team member is registered with the securities and exchange commission.

Yes. Every individual on the Aspen team is registered with the Security and Exchange Commission (SEC) as an investment advisor representative and therefore a fiduciary. According to the SEC website, "this means that you have a fundamental obligation to act in the best interests of your clients and to provide investment advice in your clients’ best interests. You owe your clients a duty of undivided loyalty and utmost good faith. You should not engage in any activity in conflict with the interest of any client, and you should take steps reasonably necessary to fulfill your obligations" (source: SEC website).